TE
Troy V. Espeseth
RUSSELL INVESTMENTS
Wayzata, MN
Some features on this profile are disabled
CRD#: 4345744
TE
Professional summary
Troy Vernon Espeseth, AIF®, CIMA®, CPWA®, who also goes by Troy Vernon Espeth, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Wayzata, Minnesota and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Wayzata, Minnesota.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Troy has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy Vernon Espeth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rent out farmland in Warren, Minnesota. No affiliation with the farmer. Not investment related. Start date was 1/1/2016. Zero hours devoted to the other business during working hours. Passive Real Estate Rental Property Not Investment related. 128 Minnetonka Ave N. Wayzata, MN 55391 Rental property Self employed Jan 01 2025- start date Zero number of hours during work hours Rental Property owner and income
CRS (Client Relationship Summary) - RIA
Click below to view Troy Vernon Espeseth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2008-06-23
Expire date: 2024-11-30
Experience
Current
July 12, 2005 - Present
RUSSELL INVESTMENTS
RIA
CRD#: 105734
Wayzata, MN
Current
June 9, 2004 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Office #2: Life Time Work 200 Southdale Center, Edina, MN, 55435BD
CRD#: 21771
Wayzata, MN
Past
June 4, 2001 - April 19, 2004
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
January 17, 2001 - April 19, 2004
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2015)
RR
Alaska(11/13/2015)
RR
Arizona(11/13/2015)
RR
Arkansas(11/13/2015)
RR
California(11/13/2015)
RR
Colorado(11/13/2015)
RR
Connecticut(11/13/2015)
RR
Delaware(11/13/2015)
RR
District of Columbia(11/13/2015)
RR
Florida(11/13/2015)
RR
Georgia(11/13/2015)
RR
Hawaii(11/13/2015)
RR
Idaho(11/13/2015)
RR
Illinois(11/13/2015)
RR
Indiana(11/13/2015)
RR
Iowa(4/18/2007)
RR
Kansas(11/13/2015)
RR
Kentucky(11/13/2015)
RR
Louisiana(11/13/2015)
RR
Maine(11/13/2015)
RR
Maryland(11/13/2015)
RR
Massachusetts(11/13/2015)
RR
Michigan(11/13/2015)
RR
Minnesota(10/27/2004)
RR
Mississippi(11/13/2015)
RR
Missouri(11/13/2015)
RR
Montana(11/13/2015)
RR
Nebraska(10/27/2004)
RR
Nevada(11/13/2015)
RR
New Hampshire(11/13/2015)
RR
New Jersey(11/13/2015)
RR
New Mexico(11/13/2015)
RR
New York(11/13/2015)
RR
North Carolina(11/13/2015)
RR
North Dakota(10/27/2004)
RR
Ohio(11/13/2015)
RR
Oklahoma(11/13/2015)
RR
Oregon(11/13/2015)
RR
Pennsylvania(11/13/2015)
RR
Puerto Rico(11/13/2015)
RR
Rhode Island(11/13/2015)
RR
South Carolina(11/13/2015)
RR
South Dakota(10/27/2004)
RR
Tennessee(11/13/2015)
RR
Texas(11/13/2015)
RR
Utah(11/13/2015)
RR
Vermont(11/13/2015)
RR
Virgin Islands(11/13/2015)
RR
Virginia(11/13/2015)
RR
Washington(6/9/2004)
IAR
Washington(7/12/2005)
RR
West Virginia(11/13/2015)
RR
Wisconsin(1/27/2009)
RR
Wyoming(11/13/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
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Contact information
Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
