AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TT

Thomas M. Targonski

MORGAN STANLEY
San Francisco, CA 94105
CRD#: 4345572
Some features on this profile are disabled
TT
Thomas Moran TargonskiMORGAN STANLEY

Professional summary


Thomas Moran Targonski, who also goes by Thomas M Targonski, Tom Targonski, is a registered financial professional currently at MORGAN STANLEY located in San Francisco, California and EQUITYZEN SECURITIES LLC located in San Francisco, California.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 7 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 52, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Thomas M Targonski | Tom Targonski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Moran Targonski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 27, 2022 - Present

MORGAN STANLEY

Office #1: 221 Main Street Suite 1340, San Francisco, CA 94105
RIA
BD
CRD#: 149777
San Francisco, CA
Current

April 12, 2026 - Present

EQUITYZEN SECURITIES LLC

Office #1: 221 Main Street , San Francisco, CA 94105
BD
CRD#: 281820
San Francisco, CA
Past

May 5, 2017 - December 26, 2017

MORGAN STANLEY

BD
CRD#: 149777
San Francisco, CA
Past

September 8, 2016 - May 27, 2022

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
San Francisco, CA
Past

December 14, 2015 - September 9, 2016

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

October 25, 2012 - July 10, 2015

MONTCALM TCR LLC

RIA
CRD#: 164521
SAN FRANCISCO, CA
Past

June 1, 2009 - October 19, 2012

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

June 1, 2009 - October 19, 2012

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SAN FRANCISCO, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN FRANCISCO, CA
Past

October 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SAN FRANCISCO, CA
Past

October 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
SAN FRANCISCO, CA
Past

May 5, 2006 - September 5, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
LOS ANGELES, CA
Past

March 17, 2006 - September 5, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
LOS ANGELES, CA
Past

January 16, 2006 - March 21, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 6, 2003 - January 26, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
LOS ANGELES, CA
Past

December 6, 2002 - January 16, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/27/2022)
RR
Alaska
(5/27/2022)
RR
Arizona
(5/27/2022)
RR
Arkansas
(5/27/2022)
RR
California
(5/27/2022)
RR
Colorado
(5/27/2022)
RR
Connecticut
(5/27/2022)
RR
Delaware
(5/27/2022)
RR
District of Columbia
(5/27/2022)
RR
Florida
(5/27/2022)
RR
Georgia
(5/27/2022)
RR
Hawaii
(5/27/2022)
RR
Idaho
(5/27/2022)
RR
Illinois
(5/27/2022)
RR
Indiana
(5/27/2022)
RR
Iowa
(5/27/2022)
RR
Kansas
(5/27/2022)
RR
Kentucky
(5/27/2022)
RR
Louisiana
(5/27/2022)
RR
Maine
(5/27/2022)
RR
Maryland
(5/27/2022)
RR
Massachusetts
(5/27/2022)
RR
Michigan
(5/27/2022)
RR
Minnesota
(5/27/2022)
RR
Mississippi
(5/27/2022)
RR
Missouri
(5/27/2022)
RR
Montana
(5/27/2022)
RR
Nebraska
(5/27/2022)
RR
Nevada
(5/27/2022)
RR
New Hampshire
(5/27/2022)
RR
New Jersey
(5/27/2022)
RR
New Mexico
(5/27/2022)
RR
New York
(5/27/2022)
RR
North Carolina
(5/27/2022)
RR
North Dakota
(5/27/2022)
RR
Ohio
(5/27/2022)
RR
Oklahoma
(5/27/2022)
RR
Oregon
(5/27/2022)
RR
Pennsylvania
(5/27/2022)
RR
Puerto Rico
(5/27/2022)
RR
Rhode Island
(5/27/2022)
RR
South Carolina
(5/27/2022)
RR
South Dakota
(5/27/2022)
RR
Tennessee
(5/27/2022)
RR
Texas
(5/27/2022)
RR
Utah
(5/27/2022)
RR
Vermont
(5/27/2022)
RR
Virgin Islands
(5/27/2022)
RR
Virginia
(5/27/2022)
RR
Washington
(5/27/2022)
RR
West Virginia
(5/27/2022)
RR
Wisconsin
(5/27/2022)
RR
Wyoming
(5/27/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 10/13/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: , 8-69689

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
1 New York Plaza 12th Floor, New York, NY, 10004
Mailing Address
1 New York Plaza 12th Floor Suite 1200, New York, NY, 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
ROCHE, PASCALFINOP5920968

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITYZEN SECURITIES LLC

CRD#: 281820San Francisco, CA 94105

TRUST BUT VERIFY

Monitor Thomas Targonski

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
Michael Steven Ginsberg
Michael GinsbergAdvisorCheck Check Mark
GINSBERG FINANCIAL STRATEGIES
IAR
Walnut Creek, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.