Kyle M. D'arcy
Professional summary
Kyle M D'arcy is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2001. Kyle has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle M D'arcy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2023 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022October 16, 2012 - May 25, 2022
INSTINET, LLC
June 6, 2011 - October 15, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
February 18, 2004 - June 7, 2011
JEFFERIES LLC
July 5, 2001 - February 20, 2004
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2023)
(6/6/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/5/2011
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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