SV
Sarah H. Vann
TRUIST INVESTMENT SERVICES
MONTGOMERY, AL 36104
Some features on this profile are disabled
CRD#: 4344688
SV
Professional summary
Sarah Huey Vann, who also goes by Sarah Ann Fucci, Sarah Huey Fucci, Sarah Ann Huey, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in Montgomery, Alabama.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2001. Sarah has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sarah Ann Fucci | Sarah Huey Fucci | Sarah Ann Huey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sarah Huey Vann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 445 Dexter Ave, Montgomery, AL 36104BD
CRD#: 17499
MONTGOMERY, AL
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
MONTGOMERY, AL
Past
May 21, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
MONTGOMERY, AL
Past
January 7, 2014 - May 21, 2014
BBVA SECURITIES INC.
BD
CRD#: 27060
MONTGOMERY, AL
Past
February 29, 2012 - January 8, 2013
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
PIKE ROAD, AL
Past
June 10, 2010 - August 25, 2010
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MONTGOMERY, AL
Past
January 22, 2004 - May 11, 2010
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BIRMINGHAM, AL
Past
February 12, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
February 12, 2001 - May 11, 2010
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BIRMINGHAM, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(4/11/2021)
RR
Arizona(4/11/2021)
RR
Arkansas(4/11/2021)
RR
California(4/11/2021)
RR
Colorado(4/11/2021)
RR
Connecticut(4/11/2021)
RR
Delaware(4/11/2021)
RR
District of Columbia(4/11/2021)
RR
Florida(4/11/2021)
RR
Georgia(4/11/2021)
RR
Hawaii(4/11/2021)
RR
Idaho(4/11/2021)
RR
Illinois(4/11/2021)
RR
Indiana(4/11/2021)
RR
Iowa(4/11/2021)
RR
Kansas(4/11/2021)
RR
Kentucky(4/11/2021)
RR
Louisiana(4/11/2021)
RR
Maine(4/11/2021)
RR
Maryland(4/11/2021)
RR
Massachusetts(4/11/2021)
RR
Michigan(4/11/2021)
RR
Minnesota(4/11/2021)
RR
Mississippi(4/11/2021)
RR
Missouri(4/11/2021)
RR
Montana(4/11/2021)
RR
Nebraska(4/11/2021)
RR
Nevada(4/11/2021)
RR
New Hampshire(4/11/2021)
RR
New Jersey(4/11/2021)
RR
New Mexico(4/11/2021)
RR
New York(4/11/2021)
RR
North Carolina(4/11/2021)
RR
North Dakota(4/11/2021)
RR
Ohio(4/13/2021)
RR
Oklahoma(4/11/2021)
RR
Oregon(4/11/2021)
RR
Pennsylvania(4/11/2021)
RR
Puerto Rico(4/11/2021)
RR
Rhode Island(4/11/2021)
RR
South Carolina(4/11/2021)
RR
South Dakota(4/11/2021)
RR
Tennessee(4/11/2021)
RR
Texas(4/11/2021)
RR
Utah(4/11/2021)
RR
Vermont(4/11/2021)
RR
Virgin Islands(4/11/2021)
RR
Virginia(4/11/2021)
RR
Washington(4/11/2021)
RR
West Virginia(4/11/2021)
RR
Wisconsin(4/11/2021)
RR
Wyoming(4/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRUIST INVESTMENT SERVICES, INC.
ALEXANDER KEY | TRUIST INVESTMENT SERVICES, INC. | SUNTRUST SECURITIES, INC. | SUNTRUST SECURITIES INC | SUNTRUST INVESTMENT SERVICES, INC. | SUNTRUST BROKERAGE SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303
Mailing Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Phone number
(800) 874-4770
Established
Georgia since 11/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499Montgomery, AL 36104TRUST BUT VERIFY
Monitor Sarah Vann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
