JC
John J. Clark
ADIRONDACK FINANCIAL SERVICES CORP
UTICA, NY 13501
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CRD#: 4344180
JC
Professional summary
John J Clark is a registered financial advisor currently at ADIRONDACK FINANCIAL SERVICES CORP located in Utica, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John J Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2022 - Present
ADIRONDACK FINANCIAL SERVICES CORP
Office #1: 185 Genesee Street Suite 210, Utica, NY 13501RIA
CRD#: 126155
UTICA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ADIRONDACK FINANCIAL SERVICES CORP
ADIRONDACK FINANCIAL SERVICES CORP
CRD#: 126155 / SEC#: 801-64779
RIA
Registered Investment Advisory firm - (10/3/2005 Approved)New York
Registered Investment Advisory firm - (10/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(12/6/2022)
Exams
Current Firm
AF
ADIRONDACK FINANCIAL SERVICES CORP
ADIRONDACK FINANCIAL SERVICES CORP
CRD#: 126155 / SEC#: 801-64779
RIA
Registered Investment Advisory firm - (10/3/2005 Approved)New York
Registered Investment Advisory firm - (10/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
185 Genesee Street Suite 210, Utica, NY 13501
Mailing Address
Phone number
(315) 724-4186
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 868 |
| AUM (Assets Under Management) | $ 411,908,138 |
Red Flags
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