Pierre Houri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre Houri was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 2001. Pierre had worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2004 - April 25, 2022
LOUIS CAPITAL MARKETS, LLC
March 1, 2001 - April 20, 2004
EXANE, INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LOUIS CAPITAL MARKETS, LLC
CRD#: 48013 / SEC#: , 8-52013
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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