CB
Christopher P. Battle
KESTRA ADVISORY SERVICES
Green Bay, WI 54115
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CRD#: 4343952
CB
Professional summary
Christopher Patrick Battle is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Green Bay, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Green Bay, Wisconsin.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KESTRA ADVISORY SERVICES, LLC POS: IAR NATURE: Inves advisory srvcs thru Kestra Advisory Srvcs,LLC INVES REL:Y #OF HRS:160 SECURITIES TRADING HRS:120 START DATE:11/29/21 ADRS:5705 Southwest Pkwy, Bldg2, Ste 400, Austin TX 78735, US DESC: Inves Advisory Srvcs in conj w/our duties as a reg rep. NEW WALL STREET TAX SRVCS POS: Partner NATURE: Tax/Accounting/CPA INVES REL: No #OF HRS:4 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay,WI 54301, US DESC: Tax Preparer NEW WALL STREET, LLC POS: Co Owner NATURE: Insurance INVES REL: Y #OF HRS:160 SECURITIES TRADING HRS:125 START DATE:11/29/21 ADRS:2050 Riverside Dr.,Ste303, Green Bay WI 54301,US DESC:I am a 49.5% owner &financial advisor of New Wall St, LLC. We are fee-based financial advisors that invest &manage assets for clients w/the help of an Independent Brokerage Firm (Kestra Investment Srvcs). We also manage implement &manage retir plans for sm &med size companies. finally, we provide life, disability,&long term care sol for our clients. ALLOUEZ BUSINESS CENTER POS:Owner NATURE: Real Estate INVES REL: Y #OF HRS:8 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Suite 303, Green Bay WI 54301,US DESC:make sure the busi engages in finding lessee's to rent our various stes. also engage in marketing this location to the public. 858 HANSEN RD.LLC POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:4 SECURITIES TRADING HRS:0START DATE:11/29/21 ADRS:858 Hansen Rd., Green Bay WI 54304,US DESC:Ensure property is kept leased, &prop mngmnt NEW WALL STREET PROPERTIES POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:20 SECURITIES TRADING HRS:0 START DATE: 11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay WI 54301,US DESC:My job is to ensure the bldgs are marketed &filled w/lessee's in ea prop. I'm also part of decision making when it comes to improvements &upkeep of properties.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Patrick Battle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2050 Riverside Dr. Suite 303, Green Bay, WI 54115RIA
CRD#: 283330
Green Bay, WI
Current
November 29, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2050 Riverside Dr Ste 303, Green Bay, WI 54301BD
CRD#: 42046
Green Bay, WI
Past
February 14, 2018 - December 20, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREEN BAY, WI
Past
February 14, 2018 - December 20, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
GREEN BAY, WI
Past
May 1, 2012 - February 15, 2018
SII INVESTMENTS, INC.
RIA
CRD#: 2225
GREEN BAY, WI
Past
May 1, 2012 - February 14, 2018
SII INVESTMENTS, INC.
BD
CRD#: 2225
GREEN BAY, WI
Past
April 5, 2002 - May 15, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DE PERE, WI
Past
March 11, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
DEPERE, WI
Past
March 11, 2002 - May 15, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DE PERE, WI
Past
April 16, 2001 - March 6, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/29/2021)
RR
California(11/29/2021)
RR
Colorado(11/29/2021)
RR
Florida(1/6/2025)
RR
Illinois(11/29/2021)
RR
Iowa(3/7/2025)
RR
Maine(11/29/2021)
RR
Maryland(1/2/2025)
RR
Michigan(11/29/2021)
RR
Minnesota(11/29/2021)
RR
Mississippi(11/29/2021)
RR
Montana(1/18/2022)
RR
North Carolina(12/21/2021)
RR
Oregon(11/29/2021)
RR
Pennsylvania(11/29/2021)
RR
South Carolina(10/4/2024)
RR
Tennessee(11/29/2021)
RR
Virginia(12/13/2024)
RR
Washington(11/29/2021)
RR
Wisconsin(11/29/2021)
IAR
Wisconsin(11/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Green Bay, WI 54115TRUST BUT VERIFY
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