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Christopher Patrick Battle

KESTRA ADVISORY SERVICES
Green Bay, WI
·CRD# 4343952·25 years experience

Professional Summary

Christopher Patrick Battle is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Green Bay, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Green Bay, Wisconsin. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
2050 Riverside Dr. Suite 303, Green Bay, WI 54115
November 29, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
2050 Riverside Dr Ste 303, Green Bay, WI 54301
November 29, 2021 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Green Bay, WI
February 14, 2018 - December 20, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Green Bay, WI
February 14, 2018 - December 20, 2021
SII INVESTMENTS, INC.·CRD# 2225
RIA
Green Bay, WI
May 1, 2012 - February 15, 2018
SII INVESTMENTS, INC.·CRD# 2225
BD
Green Bay, WI
May 1, 2012 - February 14, 2018
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
De Pere, WI
April 5, 2002 - May 15, 2012
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Depere, WI
March 11, 2002 - July 9, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
De Pere, WI
March 11, 2002 - May 15, 2012
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 16, 2001 - March 6, 2002

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KESTRA ADVISORY SERVICES, LLC POS: IAR NATURE: Inves advisory srvcs thru Kestra Advisory Srvcs,LLC INVES REL:Y #OF HRS:160 SECURITIES TRADING HRS:120 START DATE:11/29/21 ADRS:5705 Southwest Pkwy, Bldg2, Ste 400, Austin TX 78735, US DESC: Inves Advisory Srvcs in conj w/our duties as a reg rep. NEW WALL STREET TAX SRVCS POS: Partner NATURE: Tax/Accounting/CPA INVES REL: No #OF HRS:4 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay,WI 54301, US DESC: Tax Preparer NEW WALL STREET, LLC POS: Co Owner NATURE: Insurance INVES REL: Y #OF HRS:160 SECURITIES TRADING HRS:125 START DATE:11/29/21 ADRS:2050 Riverside Dr.,Ste303, Green Bay WI 54301,US DESC:I am a 49.5% owner &financial advisor of New Wall St, LLC. We are fee-based financial advisors that invest &manage assets for clients w/the help of an Independent Brokerage Firm (Kestra Investment Srvcs). We also manage implement &manage retir plans for sm &med size companies. finally, we provide life, disability,&long term care sol for our clients. ALLOUEZ BUSINESS CENTER POS:Owner NATURE: Real Estate INVES REL: Y #OF HRS:8 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Suite 303, Green Bay WI 54301,US DESC:make sure the busi engages in finding lessee's to rent our various stes. also engage in marketing this location to the public. 858 HANSEN RD.LLC POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:4 SECURITIES TRADING HRS:0START DATE:11/29/21 ADRS:858 Hansen Rd., Green Bay WI 54304,US DESC:Ensure property is kept leased, &prop mngmnt NEW WALL STREET PROPERTIES POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:20 SECURITIES TRADING HRS:0 START DATE: 11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay WI 54301,US DESC:My job is to ensure the bldgs are marketed &filled w/lessee's in ea prop. I'm also part of decision making when it comes to improvements &upkeep of properties.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/29/2021)
RR
California
(11/29/2021)
RR
Colorado
(11/29/2021)
RR
Florida
(1/6/2025)
RR
Illinois
(11/29/2021)
RR
Iowa
(3/7/2025)
RR
Maine
(11/29/2021)
RR
Maryland
(1/2/2025)
RR
Michigan
(11/29/2021)
RR
Minnesota
(11/29/2021)
RR
Mississippi
(11/29/2021)
RR
Montana
(1/18/2022)
RR
North Carolina
(12/21/2021)
RR
Oregon
(11/29/2021)
RR
Pennsylvania
(11/29/2021)
RR
South Carolina
(10/4/2024)
RR
Tennessee
(11/29/2021)
RR
Virginia
(12/13/2024)
RR
Washington
(11/29/2021)
RR
Wisconsin
(11/29/2021)
IAR
Wisconsin
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2001About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Patrick Battle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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