Julie A. Hayes

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CRD#: 4343868

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julie Anne Hayes, who also goes by Julie Anne Goerz, Julie Anne Mulvaney, was a registered financial professional .

Julie is a previously registered financial professional and started their career in finance in 2001. Julie had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julie Anne Goerz | Julie Anne Mulvaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL SINGLE FAMILY RESIDENCE LOCATED AT 2512 CALLE MONTILLA, SANTA BARBARA ca 91309 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2013 ADDRESS: , SANTA BARBARA CA , United States DESCRIPTION: ONGOING MAINTENANCE OF PROPERTY. MAKE-A-WISH TRI-COUNTIES POSITION: Board Member NATURE: Make-A-Wish Tri-Counties grants the wishes of children with life-threatening medical conditions to enrich the human experience with hope, strength, and joy. Make-A-Wish is the world's largest wish-granting organization. Make-A-Wish America grants a wish to a child with a life-threatening medical condition every 41 minutes. The Foundation serves every local community in the United States and has chapters in the territories of Guam and Puerto Rico. Our local chapter has granted over 1,200 wishes. We were founded in 1985. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: , Camarillo CA , United States DESCRIPTION: Attendance at events and meetings. Participate in the foundation's mission of delivering wishes through coordination, idea generation and execution. Help in the recruitment of board members, fundraising, thanking donors, and public relations.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 28, 2021 - May 2, 2024

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BEVERLY HILLS, CA

Past

October 28, 2021 - May 2, 2024

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BEVERLY HILLS, CA

Past

January 3, 2011 - October 21, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ENCINO, CA

Past

January 3, 2011 - October 21, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ENCINO, CA

Past

September 25, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

WESTLAKE VILLAGE, CA

Past

September 25, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

WESTLAKE VILLAGE, CA

Past

May 2, 2001 - August 15, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

February 22, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2001

General Securities Representative Examination

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julie A. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2001

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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