Mitchell J. Pineault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Jerome Pineault was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2001. Mitchell had worked at 6 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2022 - January 30, 2023
SECURITIZE MARKETS, LLC
February 15, 2018 - October 5, 2022
SILVER LEAF PARTNERS, LLC
April 21, 2010 - April 4, 2016
WEEDEN & CO.L.P.
February 18, 2010 - December 31, 2011
PRAGMA LLC
March 23, 2007 - September 19, 2007
MILETUS TRADING, LLC
April 4, 2001 - February 8, 2010
LIQUIDNET, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/19/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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