Julia A. Bronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Ann Bronson, who also goes by Julia Bronson Gilman, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2001. Julia had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2013 - October 2, 2014
OPEN TO THE PUBLIC INVESTING, INC.
February 2, 2005 - April 21, 2005
GOLDMAN SACHS & CO. LLC
August 6, 2003 - December 18, 2003
GOLDMAN SACHS & CO. LLC
March 22, 2001 - September 27, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/2003
Limited Representative-Equity Trader ExamCurrent Firm
OPEN TO THE PUBLIC INVESTING, INC.
CRD#: 127818 / SEC#: , 8-66049
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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