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IO

Isela D. Ortega-wu

RBC ROCHDALE
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4343378
IO
Isela D Ortega-wuRBC ROCHDALE

Professional summary

Isela D Ortega-wu, who also goes by Isela De Jesus Ortega, Isela Ortega-wu, is a registered financial advisor currently at RBC ROCHDALE, LLC located in New York, New York and CITY NATIONAL SECURITIES, INC. located in Los Angeles, California.

Isela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Isela has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Aliases

Isela De Jesus Ortega | Isela Ortega-Wu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isela D Ortega-wu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

RBC ROCHDALE, LLC

Office #1: 400 Park Avenue 10th Floor, New York, NY 10022
RIA
CRD#: 117198
NEW YORK, NY
Current

July 6, 2026 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071
RIA
BD
CRD#: 103705
LOS ANGELES, CA
Current

July 6, 2026 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071
RIA
BD
CRD#: 103705
LOS ANGELES, CA
Past

February 20, 2025 - January 29, 2026

CITY NATIONAL SECURITIES, INC.

RIA
CRD#: 103705
Los Angeles, CA
Past

February 20, 2025 - January 29, 2026

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

November 28, 2023 - January 6, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

September 22, 2021 - January 6, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
SAN DIEGO, CA
Past

September 22, 2021 - January 6, 2025

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

September 22, 2021 - January 6, 2025

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

September 22, 2021 - January 6, 2025

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

April 2, 2014 - January 6, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Pasadena, CA
Past

April 1, 2014 - January 6, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Pasadena, CA
Past

July 17, 2008 - March 26, 2014

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
LOS ANGELES, CA
Past

July 16, 2008 - March 26, 2014

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
LOS ANGELES, CA
Past

July 11, 2006 - July 17, 2008

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
IRVINE, CA
Past

July 11, 2005 - July 17, 2008

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

October 2, 2003 - July 12, 2005

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

September 6, 2002 - July 14, 2005

TRANSAMERICA SECURITIES SALES CORPORATION

BD
CRD#: 17970
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RR
RBC ROCHDALE, LLC
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/6/2026)
IAR
California
(7/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RR
RBC ROCHDALE, LLC
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)
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Contact information

Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
269

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RBC ROCHDALE INDEPENDENT CHANNEL BROCHURE (1/29/2026)
RBC ROCHDALE BANK CHANNEL BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts42,671
AUM (Assets Under Management)$ 72,960,498,578

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/25/2026
Cover Page
Report
01/28/2025
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RBC ROCHDALE, LLC

CRD#: 117198New York, NY 10022

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