Christopher M. Schuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Schuller was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - May 26, 2023
MISSIONSQUARE RETIREMENT
November 7, 2016 - May 26, 2023
MISSIONSQUARE INVESTMENT SERVICES
December 3, 2012 - January 29, 2015
HARTFORD FUNDS DISTRIBUTORS, LLC
June 19, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 20, 2010 - November 9, 2011
NATIONWIDE INVESTMENT ADVISORS, LLC
August 24, 2004 - November 8, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 16, 2002 - September 22, 2004
1717 CAPITAL MANAGEMENT COMPANY
March 2, 2001 - August 28, 2002
OLD MUTUAL INVESTMENT PARTNERS
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
