Todd D. Erskine

KOKUA CAPITAL MANAGEMENT

KAILUA, HI

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CRD#: 4343177

Professional summary

Todd Davies Erskine, CFA, CFP® is a registered financial advisor currently at KOKUA CAPITAL MANAGEMENT located in Kailua, Hawaii.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Todd has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Todd Erskine is a supervised person of Chapman Financial Group (CFG) spending less than 5% of his time on administrative and operational functions. Mr. Erskine is not licensed as an investment adviser representative of CFG and does not provide investment advice on behalf of or manage accounts for CFG in this capacity. CFG is a state registered investment adviser located in Lake Zurich, IL 60047.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Davies Erskine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 11, 2025 - Present

KOKUA CAPITAL MANAGEMENT

RIA

CRD#: 168439

KAILUA, HI

Past

June 13, 2016 - December 18, 2024

KOKUA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 284074

KAILUA, HI

Past

November 19, 2013 - March 7, 2016

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

NORTHBROOK, IL

Past

May 12, 2004 - July 6, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 13, 2003 - April 28, 2004

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

March 16, 2001 - March 6, 2003

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOKUA CAPITAL MANAGEMENT

CHAPMAN FINANCIAL GROUP | KOKUA CAPITAL MANAGEMENT | IFM, LLC | IFM | CHAPMAN FINANCIAL GROUP, LLC

CRD#: 168439 / SEC#: 801-123439

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/17/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (6/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(2/11/2025)

IAR

Texas
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/2001

General Securities Representative Examination

Current Firm

KOKUA CAPITAL MANAGEMENT

CHAPMAN FINANCIAL GROUP | KOKUA CAPITAL MANAGEMENT | IFM, LLC | IFM | CHAPMAN FINANCIAL GROUP, LLC

CRD#: 168439 / SEC#: 801-123439

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/17/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (6/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2022 Terminated)

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Contact information

Main Address

Kailua, HI

Mailing Address

Phone number

(312) 994-2390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE 1.23.25 (1/23/2025)

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 192,050,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd D. Erskine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Davies Erskine's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOKUA CAPITAL MANAGEMENT

KOKUA CAPITAL MANAGEMENT, LLC

UNITED CAPITAL FINANCIAL ADVISORS

J.P. MORGAN SECURITIES INC.

BANC ONE CAPITAL MARKETS, INC.

ABN AMRO INCORPORATED

Primary Firm SEC Registration

KOKUA CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/2003

Series 7

Date: 3/15/2001

Current Firm

KOKUA CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOKUA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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