Gary M. Elfont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Mark Elfont was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2001. Gary had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2018 - May 2, 2019
FBN SECURITIES, INC.
April 2, 2002 - February 22, 2018
CANTOR FITZGERALD & CO.
January 25, 2001 - October 16, 2001
BNY CLEARING SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 5/10/2001
NYSE Trading Assistant ExaminationCurrent Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
