Robert S. Johnson
Professional summary
Robert Stephen Johnson, who also goes by Jay Johnson, Robert S Johnson, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Stephen Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010February 16, 2021 - July 1, 2022
NYLIFE SECURITIES LLC
March 18, 2020 - November 10, 2020
PRUCO SECURITIES, LLC.
March 16, 2020 - November 10, 2020
PRUCO SECURITIES, LLC.
February 17, 2012 - April 4, 2014
NYLIFE SECURITIES LLC
March 14, 2008 - July 27, 2009
MSI FINANCIAL SERVICES, INC.
October 14, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 14, 2003 - July 27, 2009
MSI FINANCIAL SERVICES, INC.
May 15, 2003 - October 15, 2003
NATCITY INVESTMENTS, INC.
July 30, 2001 - March 28, 2003
METROPOLITAN LIFE INSURANCE COMPANY
July 30, 2001 - March 28, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/16/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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