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Michael Mixon Ellis

Michael M. Ellis

ELLIS WEALTH ADVISORS | Branch Manager
MADISON, AL 35757
Some features on this profile are disabled
CRD#: 4342577
Michael Mixon Ellis
Michael Mixon EllisELLIS WEALTH ADVISORS

Professional summary

Michael Mixon Ellis, CFP®, who also goes by Mike Ellis, is a registered financial advisor currently at ELLIS WEALTH ADVISORS, LLC located in Madison, Alabama and PURSHE KAPLAN STERLING INVESTMENTS located in Madison, Alabama.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Min. Asset: $500K–$1M

Services Offered

Investment Planning
Estate Planning
Insurance Planning
Comprehensive Financial Planning
Retirement Planning
Retirement Income Management

Aliases

Mike Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ellis Land Company, LLC. Not Investment Related. 201 Hawks Crest Dr NW, Madison, AL 35757. Real Estate. Owner. 10/1/2017. Hrs/month 4 with 0 during trading hours. Ellis Land Company owns the building located at 1157 Nance Rd that my business resides in. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 6/10/2024. Hrs/month 10 all during trading hours. Provide insurance advice based on the needs of client(s). 4) PKSF. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 6/10/2024. Hrs/month 10 all during trading hours. Provide insurance advice based on the needs of client(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mixon Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

July 29, 2026 - Present

ELLIS WEALTH ADVISORS, LLC

Office #1: 1157 Nance Rd, Madison, AL 35757
RIA
CRD#: 342527
MADISON, AL
Current

July 1, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1157 Nance Road, Madison, AL 35757
BD
CRD#: 35747
Madison, AL
Past

June 28, 2024 - June 30, 2026

SOWELL MANAGEMENT

RIA
CRD#: 127145
Madison, AL
Past

January 20, 2015 - July 8, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MADISON, AL
Past

January 16, 2015 - July 8, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MADISON, AL
Past

January 10, 2007 - January 20, 2015

EDWARD JONES

RIA
CRD#: 250
MADISON, AL
Past

March 27, 2001 - January 20, 2015

EDWARD JONES

BD
CRD#: 250
MADISON, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/1/2024)
IAR
Alabama
(7/29/2026)
RR
Florida
(6/17/2025)
RR
Georgia
(6/17/2025)
RR
Iowa
(10/31/2024)
RR
Kentucky
(6/17/2025)
RR
Tennessee
(6/17/2025)
RR
Texas
(12/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/29/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/2/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/4/2015
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

EW
ELLIS WEALTH ADVISORS, LLC
ELLIS WEALTH ADVISORS, LLC

CRD#: 342527 / SEC#: 801-136593

RIA
Registered Investment Advisory firm - (6/26/2026 120-Day Approval)
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Contact information

Main Address
1157 Nance Rd, Madison, AL 35757
Mailing Address
Phone number
(256) 325-0410
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/14/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ELLIS WEALTH ADVISORS, LLC

Branch ManagerCRD#: 342527Madison, AL 35757

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Contact information

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