Brad L. Sharp
Professional summary
Brad Leroy Sharp, who also goes by Brad Leroy Sharp, Brad Sharp, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Minneapolis, Minnesota and TRANSAMERICA INVESTORS SECURITIES, LLC located in Brewster, New York.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brad has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brad Leroy Sharp's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2021 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
November 3, 2021 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
August 13, 2020 - August 23, 2021
FBL WEALTH MANAGEMENT, LLC
July 17, 2020 - August 23, 2021
FBL MARKETING SERVICES, LLC
April 21, 2015 - March 24, 2020
U.S. BANCORP INVESTMENTS, INC.
March 2, 2015 - March 5, 2015
U.S. BANCORP INVESTMENTS, INC.
March 2, 2015 - March 24, 2020
U.S. BANCORP INVESTMENTS, INC.
January 21, 2014 - March 4, 2015
CETERA INVESTMENT ADVISERS LLC
January 9, 2014 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
June 10, 2013 - March 4, 2015
CETERA INVESTMENT SERVICES LLC
June 30, 2008 - January 6, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 3, 2006 - June 12, 2008
SECURITY DISTRIBUTORS
August 3, 2004 - July 17, 2006
EVERLAKE DISTRIBUTORS, LLC
February 13, 2001 - August 6, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2021)
(11/3/2021)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
