Maria P. Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Pia Leon was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2001. Maria had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - January 3, 2019
AM GLOBAL FAMILY INVESTMENT OFFICE
October 5, 2011 - January 18, 2013
GFO ADVISORY SERVICES, LLC
June 21, 2011 - May 23, 2013
WE FAMILY OFFICES
March 21, 2001 - February 6, 2004
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AM GLOBAL FAMILY INVESTMENT OFFICE
CRD#: 159319 / SEC#: 801-78445
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
