Gary Lee Baxter D.b.a
Professional Summary
Gary Lee Baxter D.B.A is a registered financial advisor currently at BAXTER CAPITAL MANAGEMENT INC located in Indianapolis, Indiana. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gary has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
BAXTER CAPITAL MANAGEMENT INC
Contact Information
Main Address
9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824Phone Number
(317) 706-0041# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
13AUM (Assets Under Management)
$4,194,166,296Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BAXTER CAPITAL MANAGEMENT INC
State Registrations and Notice Filings
(12/21/1998)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Gary Lee Baxter D.B.A's CRS (Customer Relationship Summary).
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