Gary L. Baxter

BAXTER CAPITAL MANAGEMENT

INDIANAPOLIS, IN 46260-1824

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CRD#: 4342490

Professional summary

Gary Lee Baxter D.B.A is a registered financial advisor currently at BAXTER CAPITAL MANAGEMENT INC located in Indianapolis, Indiana.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gary has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Baxter D.B.A's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 1998 - Present

BAXTER CAPITAL MANAGEMENT INC

Office #1: 9247 N. Meridian St Suite 218, Indianapolis, IN 46260-1824

RIA

CRD#: 105123

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAXTER CAPITAL MANAGEMENT INC

CRD#: 105123 / SEC#: 801-14659

RIA

Registered Investment Advisory firm - (6/11/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/21/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BAXTER CAPITAL MANAGEMENT INC

CRD#: 105123 / SEC#: 801-14659

RIA

Registered Investment Advisory firm - (6/11/1979 Approved)

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Contact information

Main Address

9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824

Mailing Address

Phone number

(317) 706-0041

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BCM FIRM BROCHURE MARCH 2025 (3/29/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 2,976,775,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary L. Baxter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Baxter D.B.A's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAXTER CAPITAL MANAGEMENT INC

Primary Firm SEC Registration

BAXTER CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Current Firm

BAXTER CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAXTER CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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