Nathan M. Cedarleaf

CETERA INVESTMENT ADVISERS LLC

TROY, OH 45373

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CRD#: 4341451

Professional summary

Nathan Marc Cedarleaf, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Ohio and CETERA INVESTMENT SERVICES LLC located in Troy, Ohio.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nathan has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MINSTER BANK, TRUST DEPARTMENT, DOES NOT MAKE INVESTMENT DECISIONS, DOES NOT PARTICIPATE IN THE EXECUTION OF TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC INVESTMENT PROFOLIOS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Marc Cedarleaf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 8, 2021 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1280 Experiment Farm Road, Troy, OH 45373

RIA

CRD#: 105644

TROY, OH

Current

February 5, 2021 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1280 Experiment Farm Road, Troy, OH 45373

CRD#: 15340

Troy, OH

Past

July 13, 2018 - May 4, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

November 21, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BEAVERCREEK, OH

Past

November 9, 2012 - May 4, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BEAVERCREEK, OH

Past

May 6, 2010 - October 11, 2012

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

SPENCERVILLE, OH

Past

May 6, 2010 - October 11, 2012

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

SPENCERVILLE, OH

Past

March 26, 2009 - October 8, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LIMA, OH

Past

March 20, 2009 - October 8, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LIMA, OH

Past

February 22, 2008 - January 21, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

NEW HAVEN, IN

Past

December 10, 2003 - February 8, 2008

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

LIMA, OH

Past

October 17, 2001 - November 25, 2003

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

February 13, 2001 - June 5, 2001

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/5/2021)

Indiana
(2/9/2021)

Ohio
(2/8/2021)

IAR

Ohio
(2/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/24/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan M. Cedarleaf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Marc Cedarleaf's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NATCITY INVESTMENTS, INC.

THE HUNTINGTON INVESTMENT COMPANY

INVESTORS BROKERAGE SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2009

Series 63

Date: 3/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2002

Series 6

Date: 2/12/2001

Series 26

Date: 6/24/2008

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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