TB
Todd L. Buchanan
MSH CAPITAL ADVISORS LLC
RED LODGE, MT 59068
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CRD#: 4341354
TB
Professional summary
Todd Lee Buchanan is a registered financial advisor currently at MSH CAPITAL ADVISORS LLC located in Red Lodge, Montana and M. S. HOWELLS & CO. located in Billings, Montana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Todd has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 2017; MSH CAPITAL ADVISORS LLC, SCOTTSDALE, AZ: INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 40 HRS/MO DURING MARKET HOURS. 2.) M.S. Howells & Co.; Investment related- Yes; Nature- Brokerage; Position/Title- Financial Advisor; Start date- 6.1.2017; Approximately 10-15 hours per month, 10-15 during trading hours; Description- Providing Fixed income securities to municipalities around the state of MT 3.) NOV. 2016; FARGO IV; BILLINGS, MT; NON INVESTMENT RELATED; COMMERCIAL REAL ESTATE; PARTIAL OWNER; BUILDING MAINTENANCE; DEVOTE 2-4 HRS/MO, 0 DURING MARKET HOURS. 4.) FEB.2021; STATE OF MONTANA-BOARD OF REGENTS, HELENA, MT; NON INVESTMENT RELATED; BOARD MEMBER; GOVERNING HIGHER EDUCATION FOR STATE OF MONTANA; DEVOTE 10-15 HRS/MONTH DURING NON MARKET HOURS. 5.) MAY 2021; TABACAS LLC, BILLINGS MT; NON-INVESTMENT RELATED; REAL ESTATE; 50% OWNER AND DIRECTOR WITH SPOUSE; WORK WITH CONSTRUCTION TIMELINE, FUTURE TENANTS, AND ACT AS ONE OF THE PRINCIPALS; DEVOTE 2-3 HRS/MONTH DURING MARKET HOURS. 6.) Beartooth Billings Clinic; Investment-Related- No; Billings, MT; Nature- Governing Board Director; Postion- Board Memeber; Start date 4.1.25; Approximatelly 6 hours per month, 0 during trading hours; Description- Board Member
CRS (Client Relationship Summary) - RIA
Click below to view Todd Lee Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2017 - Present
MSH CAPITAL ADVISORS LLC
Office #1: 107 12th St West, Red Lodge, MT 59068RIA
CRD#: 157835
RED LODGE, MT
Current
June 20, 2017 - Present
M. S. HOWELLS & CO.
Office #1: 490 N. 31st Suite 240, Billings, MT 59101Office #2: 107 12th St West, Red Lodge, MT 59068BD
CRD#: 104100
BILLINGS, MT
Past
March 8, 2007 - June 20, 2017
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
BILLINGS, MT
Past
November 1, 2006 - June 20, 2017
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
BILLINGS, MT
Past
February 17, 2004 - November 1, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BILLINGS, MT
Past
October 21, 2003 - November 1, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
BILLINGS, MT
Past
November 13, 2001 - July 12, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
February 27, 2001 - November 12, 2001
D.A. DAVIDSON & CO.
BD
CRD#: 199
GREAT FALLS, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Montana(6/20/2017)
IAR
Montana(6/21/2017)
RR
New York(5/10/2021)
RR
Oregon(3/20/2024)
RR
Texas(6/10/2020)
RR
Washington(11/4/2024)
RR
Wyoming(12/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23350 N Pima Road, Scottsdale, AZ 85255-7153
Mailing Address
Phone number
(480) 563-2021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
