Brian A. Wittman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alan Wittman was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 4 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2010 - August 8, 2021
WITTMAN CAPITAL MANAGEMENT INVESTMENT & ESTATE COUNSEL,LLC
November 25, 2008 - September 15, 2009
UBS FINANCIAL SERVICES INC.
November 25, 2008 - September 15, 2009
UBS FINANCIAL SERVICES INC.
February 14, 2006 - November 26, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 28, 2004 - November 26, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 9, 2001 - June 2, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WITTMAN CAPITAL MANAGEMENT INVESTMENT & ESTATE COUNSEL,LLC
CRD#: 151676 / SEC#: 801-70643
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 9,626,587 |
Red Flags
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