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BC

Bette L. Cardamone

MUTUAL FUNDS ASSOCIATES
Rochester, NY 14624
Some features on this profile are disabled
CRD#: 434104
BC

Professional summary

Bette Lu Cardamone, who also goes by Bettelu Gibaud Cardamone, Bettelu Cardamone, Gibaud Cardamone, Bette Lu Gibaud, Bette Lu Staub, is a registered financial professional currently at MUTUAL FUNDS ASSOCIATES INC. located in Rochester, New York.

Bette is registered as a RR (Registered Representative) and started their career in finance in 1974. Bette has worked at 4 firms and has passed the Series 7TO, SIE and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bettelu Gibaud Cardamone | Bettelu Cardamone | Gibaud Cardamone | Bette Lu Gibaud | Bette Lu Staub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bette Lu Cardamone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 1974 - Present

MUTUAL FUNDS ASSOCIATES INC.

Office #1: 1701 Chili Ave, Rochester, NY 14624Office #2: 1701 Chili Ave, Rochester, NY 14624
BD
CRD#: 2856
Rochester, NY
Past

May 1, 1992 - December 2, 2005

ASHTON THOMAS SECURITIES, LLC

BD
CRD#: 16629
ROCHESTER, NY
Past

April 11, 1989 - April 27, 1992

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

March 1, 1974 - December 31, 1988

ODD LOTS SECURITIES LTD

BD
CRD#: 5130
HACKENSACK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/1/1995)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 2/1/1974
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MUTUAL FUNDS ASSOCIATES INC.
MUTUAL FUNDS ASSOCIATES INC.

CRD#: 2856 / SEC#: , 8-13026

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1701 Chili Ave, Rochester, NY 14624
Mailing Address
1701 Chili Ave, Rochester, NY 14624
Phone number
(585) 235-3600
Established
New York since 10/06/1966
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZOLLO, RAYMOND JOHNMAJORITY SHAREHOLDER
ZOLLO, SCOTT JOHNPRESIDENT, CHIEF COMPLIANCE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL FUNDS ASSOCIATES INC.

CRD#: 2856Rochester, NY 14624

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