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CRD#: 2856
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MUTUAL FUNDS ASSOCIATES INC. is located at 1701 Chili Ave, Rochester, NY 14624 and was first established at Woodbridge, New York in 10/06/1966. After operating for 60 years, MUTUAL FUNDS ASSOCIATES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MUTUAL FUNDS ASSOCIATES INC.’s clients are individuals and 0% of their clients are high net worth individuals. MUTUAL FUNDS ASSOCIATES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MUTUAL FUNDS ASSOCIATES INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MUTUAL FUNDS ASSOCIATES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MUTUAL FUNDS ASSOCIATES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MUTUAL FUNDS ASSOCIATES INC. Comes From

Understanding the Statistics for MUTUAL FUNDS ASSOCIATES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1701 Chili Ave, Rochester, NY 14624
Mailing Address
1701 Chili Ave, Rochester, NY 14624
Firm Size
Small
Phone Number
(585) 235-3600
Established
New York since 10/06/1966
Firm Type
Corporation
Fiscal year end
October
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ZOLLO, RAYMOND JOHNMAJORITY SHAREHOLDER
ZOLLO, SCOTT JOHNPRESIDENT, CHIEF COMPLIANCE OFFICER

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Advisor's working at MUTUAL FUNDS ASSOCIATES INC.

SZ

Scott John Zollo

IAR
RR
CRD#: 2172869
Location:
Rochester, NY 14624
Company:
CORE ALPHA, INC.
Disclosures:
Experience:
34 years
View Profile
SC

Sean Patrick Collins

IAR
RR
CRD#: 5010529
Location:
Rochester, NY 14624
Company:
CORE ALPHA, INC.
Disclosures:
Experience:
19 years
View Profile
RB

Robert David Brown Jr.

Robert David Brown Jr, Robert David Brown
IAR
RR
CRD#: 2623462
Location:
Rochester, NY 14624
Company:
CORE ALPHA, INC.
Disclosures:
Experience:
30 years
View Profile
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