Rhian L. Horgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhian Laura Horgan was a registered financial professional .
Rhian is a previously registered financial professional and started their career in finance in 2001. Rhian had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2019 - December 31, 2020
KINDUR INVESTMENT SERVICES LLC
May 20, 2014 - February 12, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 1, 2008 - February 20, 2014
J.P. MORGAN SECURITIES LLC
May 22, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
KINDUR INVESTMENT SERVICES LLC
CRD#: 296585 / SEC#: 801-113451
Contact information
Red Flags
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