GH
Gina M. Hornbogen
Some features on this profile are disabled
CRD#: 4339156
GH
Professional summary
Gina Marie Hornbogen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gina is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Gina had worked at 6 firms, which includes AMERICAN PORTFOLIOS ADVISORS INC, RH FINANCIAL GROUP LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES INC., QUESTAR CAPITAL CORPORATION, RESULTS ONE FINANCIAL LLC, WATERSTONE FINANCIAL GROUP INC..
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gina Marie Bernat | Gina Marie Weiskopf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 15, 2012 - December 31, 2013
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
January 27, 2010 - December 31, 2013
RH FINANCIAL GROUP, LLC
RIA
CRD#: 152830
OAK BROOK, IL
Past
July 1, 2009 - December 31, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
OAK BROOK, IL
Past
September 29, 2006 - July 7, 2009
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ELMHURST, IL
Past
August 4, 2004 - March 31, 2010
RESULTS ONE FINANCIAL, LLC
RIA
CRD#: 109269
ELMHURST, IL
Past
February 7, 2001 - October 2, 2006
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
ELMHURST, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AP
AMERICAN PORTFOLIOS ADVISORS, INC
21ST CENTURY FINANCIAL SERVICES | ROSSITER FINANCIAL GROUP | ROONEY TAX & FINANCIAL SERVICES | ROHN HEIN ASSOCIATES | RJG TAX & CAPITAL SOLUTIONS, INC. | RIGHT FINANCIAL ADVISOR | RETIREMENT RESOURCE NETWORK | REISNER HUDEPOHL FINANCIAL SERVICES, INC. | PROFESSIONAL PLANNING SERVICES | PREFERRED FINANCIAL GROUP | PPS ADVISORS INC. | PINNACLE WEALTH MANAGEMENT | PINNACLE TAX ADVISORS | PERRY FINANCIAL GROUP | PENN PLAZA ASSOCIATES | PEARSON FINANCIAL ADVISORS | PEAK WEALTH SOLUTIONS | PATHWAY FINANCIAL GROUP OF CENTRAL FLORIDA | PASSPORT WEALTH | PARTNERS ALLIANCE | PALMER INSURANCE & FINANCIAL SERVICES, INC. | OSTAPOW FINANCIAL SERVICES | NORTHRIVER FINANCIAL GROUP, LLC | NORTHERN ADVISORY GROUP | NORTHEAST RISK MANAGEMENT GROUP, INC. | NORTH SHORE WEALTH MANAGEMENT ADVISORS | NORTH POINT ADVISORS INC. | NASSAU WEALTH MANAGEMENT | MURPHY FINANCIAL GROUP | MS BALLIN FINANCIAL STRATEGIES | MORROW FINANCIAL SERVICES | MKB ASSOCIATES, INC. | MILLER, CHRISTIAN & ZWIEBEL ASSET MGMT CORP | MFI RETIREMENT PLANNING ASSOCIATES | MCM INVESTOR SERVICES | MAP ESTATE PLANNING | MANZI, PINO ADVISORY SERVICES, LLC | MALCOLM WEBB WEALTH MANAGEMENT | MAGII, INC. | MADISON WEALTH MANAGERS | LYTLE & COMPANY | LOFTUS FINANCIAL, LLC | LIVE OAK WEALTH MANAGEMENT | LIBRA FINANCIAL GROUP | LEA FINANCIAL GROUP | LAPORTE WEALTH MANAGEMENT GROUP | KT WEALTH GROUP | KLYMAN FINANCIAL | K&R TAX AND FINANCIAL SERVICES, INC. | JOSEPH MCPHERSON, CFP | JMR FINANCIAL SERVICES | JMAC ADVISORS, INC. | JEM WEALTH MANAGEMENT | JCD ASSOCIATES INC. | J FERGUSON FINANCIAL, INC. | IVALUE FINANCIAL PLANNING, LLC | ITP PARTNERS, LLC | INVESTORS CHOICE FINANCIAL SERVICES INC. | INVERNESS FINANCIAL GROUP, INC. | INSIGHT CAPITAL MANAGEMENT | INFINITY TAX & FINANCIAL PLANNING | INDIANO & CO CPAS INC. | HUNTLEY FINANCIAL SERVICES, INC | HOPPER MCMILLIN | HIGHLAND WEALTH MANAGEMENT, LLC | HARRY KATZ & ASSOCIATES | HADDON PLANNING GROUP | GUIDANCE LIFE & FINANCIAL | GROSS FINANCIAL SERVICE | GOLDNER FINANCIAL GROUP | GOLDEN GATE FINANCIAL PARTNERS | GO FINANCIAL SERVICES | GENEVA WEALTH MANAGEMENT | GATTUSO FINANCIAL SERVICES | GARRY PRIVATE WEALTH RESOURCES, LLC | GALLANT INSURANCE INVESTMENTS | G.S. WEALTH MANAGEMENT, CORP. | FRANKLIN HAROLD FINANCIAL, LLC | FORTRESS FINANCIAL SERVICES, INC. | FORGE FINANCIAL ADVISORS | FOCUS FINANCIAL GROUP | FISCH FINANCIAL | FINGER LAKES INVESTMENTS CORP. | FINEST FINANCIAL GROUP | FINESCO ASSOCIATES | FINANCIAL SOLUTIONS | FINANCIAL PLANNING ADVISORY SERVICES, INC. | FINANCIAL DESIGN GROUP INC. | ESPARZA GROUP | ELITE WEALTH STRATEGIES | EAST END PLANNING, INC. | DIDDEL & DIDDEL | DEMPSEY WEISS & ASSOCIATES | DELORENZO FINANCIAL GROUP, LLC | DANIELS FINANCIAL SERVICES | DANIEL N SAXE INCOME TAX INC | CYSNER FINANCIAL SERVICES, INC. | CREATIVE CAPITAL GROUP | COX WEALTH MANAGEMENT, LLC | COLLINS WEALTH MANAGEMENT | COBRITY FINANCIAL | COACTIVE WEALTH STRATEGISTS, LLC | CLEARVIEW FINANCIAL SERVICES | CLAYTON FINANCIAL INC. | CLARK & COMPANY | CLARITY WEALTH MANAGEMENT LLC | CHARLETON FINANCIAL | CHAMPLAIN WEALTH MANAGEMENT | CF PROFESSIONAL, INC | CERTIFIED CONSULTING SERVICES | CAVE WEALTH MANAGEMENT | CARROLL FINANCIAL SERVICES, INC. | CARLOZZI FINANCIAL SERVICES | CARING FINANCIAL SERVICES LLC | CAPITAL WEALTH & TAX MANAGEMENT, LLC | CAPITAL BUSINESS STRATEGIES | CAPE COD WEALTH STRATEGIES & INSURANCE SERVICES, LLC. | BRAVERA PLANNING & INVESTING | BOCKLET WEALTH MANAGEMENT | BLANK FINANCIAL GROUP | BHT WEALTH MANAGEMENT, LLC. | BEVERLY CURMANSKIE FINANCIAL LLC | BELMONT TAX AND FINANCIAL SERVICES | BEDNAR FINANCIAL GROUP, LLC | BARONS FINANCIAL STRATEGIES, INC. | BARBARA TREADWELL, LLC | BAKER FINANCIAL GROUP | BAILEY FINANCIAL PLANNING, LLC | ATT FINANCIAL GROUP | ASSET & WEALTH MANAGEMENT GROUP LLC | ASPIRE FINANCIAL GROUP, LLC | ANGELO PLANNING GROUP, LLC | AMERICAN PREMIER FINANCIAL GROUP | AMERICAN PORTFOLIOS ADVISORS. INC | AMERICAN PORTFOLIOS ADVISORS, INC | ADVANTAGE WEALTH MANAGEMENT | ADVANTAGE RETIREMENT SOLUTIONS | ABS WEALTH MANAGEMENT | ABEL WEALTH MANAGEMENT, LLC | A. GEOFFREY WADE FINANCIAL SERVICES LLC | A. DEGREGORIO JR. LLC | 76 WEALTH ADVISORY...
CRD#: 112697 / SEC#: 801-61065
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Contact information
Main Address
4250 Veteran's Memorial Highway 4th. Floor, Suite 420e, Holbrook, NY 11741
Mailing Address
Phone number
631-439-4600 X156
Established
Firm type
Fiscal year end
# of Employees
700
Regulatory assets under management
| Total Number of Accounts | 54,553 |
| AUM (Assets Under Management) | $ 13,083,636,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
