Edmardo J. Tomei
CETERA INVESTMENT ADVISERS LLC
GOLD RIVER, CA 95670
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CRD#: 4338243
Professional summary
Edmardo Joseph Tomei III, CFP®, who also goes by Scott Tomei, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gold River, California and CETERA ADVISORS LLC located in Gold River, California.
Edmardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Edmardo has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Tomei
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: PWA FINANCIAL;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 01/2003;
POSITION/TITLE/RELATIONSHIP: OWNER / SENIOR WEALTH MANAGER;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND RETIREMENT PLAN SERVICES;
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 07/2019;
APX NUMBER OF HOURS PER WEEK: 4;
APX NUMBER OF HOURS DURING TRADING HOURS: 4;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Edmardo Joseph Tomei III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2356 Gold Meadow Way Suite 140, Gold River, CA 95670RIA
CRD#: 105644
GOLD RIVER, CA
Current
August 1, 2019 - Present
CETERA ADVISORS LLC
Office #1: 2356 Gold Meadow Way Suite 140, Gold River, CA 95670BD
CRD#: 10299
Gold River, CA
Past
August 1, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
DENVER, CO
Past
December 23, 2008 - August 2, 2019
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
Gold River, CA
Past
December 22, 2008 - August 2, 2019
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
Gold River, CA
Past
November 20, 2003 - December 26, 2008
EPLANNING ADVISORS INC
RIA
CRD#: 109184
SANTA ROSA, CA
Past
April 3, 2001 - December 24, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
GOLD RIVER, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/1/2019)
RR
California(8/1/2019)
IAR
California(3/21/2024)
RR
Colorado(8/1/2019)
RR
Hawaii(2/6/2024)
RR
Idaho(3/10/2021)
RR
Kentucky(11/19/2020)
RR
Montana(9/3/2024)
RR
Oklahoma(1/31/2025)
RR
Oregon(8/1/2019)
RR
Texas(11/19/2020)
IAR
Texas(3/21/2024)
RR
Washington(8/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Gold River, CA 95670TRUST BUT VERIFY
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