EH
Edward T. Heaphy
HEAPHY INVESTMENTS
SPRINGFIELD, MA 01103
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CRD#: 4337472
EH
Professional summary
Edward Thomas Heaphy is a registered financial advisor currently at HEAPHY INVESTMENTS, LLC located in Springfield, Massachusetts.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Edward has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EDWARD HEAPHY
NOT INVESTMENT RELATED
32 HAMPDEN STREET
SPRINGFIELD, MA 01103
PRIVATE TRUSTEE SERVICES
SELF-EMPLOYED
SINCE 1989
CRS (Client Relationship Summary) - RIA
Click below to view Edward Thomas Heaphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2010 - Present
HEAPHY INVESTMENTS, LLC
Office #1: 32 Hampden Stret, Springfield, MA 01103RIA
CRD#: 151849
SPRINGFIELD, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/20/2010)
Exams
Current Firm
HI
HEAPHY INVESTMENTS, LLC
HEAPHY INVESTMENTS, LLC
CRD#: 151849 / SEC#: 801-70962
RIA
Registered Investment Advisory firm - (9/7/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (6/26/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32 Hampden Street, Springfield, MA 01103
Mailing Address
P. O. Box 1529, Springfield, MA 01101-1529
Phone number
(413) 736-8805
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 223 |
| AUM (Assets Under Management) | $ 74,733,905 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
