KM
Kenneth E. Mayne
SDS REAL ESTATE ADVISORS
Los Angeles, CA 90024
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CRD#: 4337016
KM
Professional summary
Kenneth Earl Mayne is a registered financial advisor currently at SDS REAL ESTATE ADVISORS located in Los Angeles, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kenneth has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Mayne serves as Chief Compliance Officer for SDS Real Estate Advisors. Mr Mayne is also the Chief Administrative Officer for Strategic Development Solutions an affiliate of SDS Real Estate Advisors. Mr. Mayne is the Chief Investment Officer of Strategic Development Investments, an affiliate and family office for Mr. Mayne and Ms. La Franchi. Mr. Mayne is also the Treasurer and Board Member for Sustainable Communities Fund, a nonprofit started by Mr. Mayne and Ms. La Franchi. Mr. Mayne is a partner/investor in DLKM Property, LLC, a commercial real estate investment. Mr. Mayne is the owner of NNMF Advisors, a partner in National New Markets Fund that manages new markets tax credits issued by the United States Department of Treasury. There is no business relationship between SDS Real Estate Advisors and these other businesses.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Earl Mayne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2021 - Present
SDS REAL ESTATE ADVISORS
Office #1: 1281 Westwood Blvd. Suite 200, Los Angeles, CA 90024RIA
CRD#: 309932
Los Angeles, CA
Past
April 3, 2007 - August 23, 2020
STRATEGIC DEVELOPMENT INVESTMENTS, LLC
RIA
CRD#: 143295
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SDS REAL ESTATE ADVISORS
SDS REAL ESTATE ADVISORS
CRD#: 309932 / SEC#: 801-121844
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/28/2021)
Exams
Current Firm
SR
SDS REAL ESTATE ADVISORS
SDS REAL ESTATE ADVISORS
CRD#: 309932 / SEC#: 801-121844
RIA
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Contact information
Main Address
1281 Westwood Blvd. Suite 200, Los Angeles, CA 90024
Mailing Address
Phone number
(310) 914-5333
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 399,489,680 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/23/2021 |
| California | ERA - Withdrawn | 3/23/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
