Mohamed Golany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohamed Golany, who also goes by Mohammed Golany, was a registered financial professional .
Mohamed is a previously registered financial professional and started their career in finance in 2001. Mohamed had worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2025 - March 28, 2025
ALLSTATE FINANCIAL SERVICES, LLC
September 29, 2022 - December 31, 2022
PFS INVESTMENTS INC.
November 13, 2020 - September 1, 2022
HOLD BROTHERS CAPITAL LLC
June 4, 2020 - October 22, 2020
J.P. MORGAN SECURITIES LLC
October 16, 2019 - January 27, 2020
MORGAN STANLEY
February 25, 2019 - April 17, 2019
T3 TRADING GROUP, LLC
February 24, 2013 - November 6, 2018
NYLIFE SECURITIES LLC
April 7, 2011 - July 19, 2011
INTERACTIVE BROKERS LLC
September 30, 2010 - December 23, 2010
TAFFERER TRADING, LLC
December 15, 2004 - November 3, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
December 11, 2001 - December 19, 2002
WORLDCO, L.L.C.
July 9, 2001 - September 21, 2001
LADENBURG CAPITAL MANAGEMENT INC.
February 12, 2001 - July 13, 2001
EMERSON BENNETT & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/13/2002
Limited Representative-Equity Trader ExamCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
