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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Diego Alejandro Velasquez

Diego A. Velasquez

KESTRA ADVISORY SERVICES | Financial Advisor
Coral Springs, FL 33076
Some features on this profile are disabled
CRD#: 4336308
Diego Alejandro Velasquez

Professional summary

Diego Alejandro Velasquez is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Coral Springs, Florida and KESTRA INVESTMENT SERVICES, LLC located in Coral Springs, Florida.

Diego is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Diego has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Investments
Wealth Preservation Strategies
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diego Alejandro Velasquez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 11555 Heron Bay Blvd Suite 200, Coral Springs, FL 33076
RIA
CRD#: 283330
Coral Springs, FL
Current

August 3, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 2900 N University Dr Suite 40, Coral Springs, FL 33065
BD
CRD#: 42046
Coral Springs, FL
Past

February 17, 2012 - August 8, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CORAL SPRINGS, FL
Past

February 17, 2012 - August 8, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CORAL SPRINGS, FL
Past

June 1, 2009 - February 27, 2012

MORGAN STANLEY

RIA
CRD#: 149777
PLANTATION, FL
Past

June 1, 2009 - February 27, 2012

MORGAN STANLEY

BD
CRD#: 149777
PLANTATION, FL
Past

January 6, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
FT. LAUDERDALE, FL
Past

December 19, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
FT. LAUDERDALE, FL
Past

July 20, 2004 - December 22, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CORAL SPRINGS, FL
Past

July 8, 2004 - December 22, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CORAL SPRINGS, FL
Past

February 6, 2002 - July 2, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CORALSPRINGS, FL
Past

February 6, 2002 - July 2, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 1, 2001 - November 7, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

April 16, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/3/2023)
RR
Colorado
(8/3/2023)
RR
Delaware
(8/3/2023)
RR
Florida
(8/3/2023)
IAR
Florida
(8/7/2023)
RR
Georgia
(8/7/2023)
RR
Illinois
(8/8/2023)
RR
Iowa
(11/12/2024)
RR
Maryland
(8/3/2023)
RR
Michigan
(2/24/2026)
RR
New Jersey
(8/3/2023)
RR
New York
(8/3/2023)
RR
Pennsylvania
(8/3/2023)
RR
Texas
(8/3/2023)
IAR
Texas
(8/3/2023)
RR
Virginia
(8/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/14/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

Financial AdvisorCRD#: 283330Coral Springs, FL 33076

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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