Mark W. Petro

LAKELAND INVESTOR SERVICES

Conneaut Lake, PA

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CRD#: 4335772

Professional summary

Mark William Petro is a registered financial advisor currently at LAKELAND INVESTOR SERVICES, INC. located in Conneaut Lake, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 8 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRADITIONAL INSURANCE SALES INCLUDING LIFE,ACCIDENT & HEALTH,EQUITY INDEXED ANNUITIES, FIXED ANNUITIES AND DISABILITY. DBA LAKELAND INSURANCE SERVICES, LLC, 11873 OAKLAND BEACH ROAD, CONNEAUT LAKE, PA 16316 - PRESIDENT, ESTABLISHED TO HANDLE ALL ASPECTS OF MY BUSINESS, INCLUDING INSURANCE SALES,ADMINISTRATION OF CONTRACTS, PAYROLL, ADVERTISING ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Petro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2013 - Present

LAKELAND INVESTOR SERVICES, INC.

RIA

CRD#: 167100

Conneaut Lake, PA

Past

January 4, 2010 - June 3, 2013

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

CONNEAUT LAKE, PA

Past

November 2, 2009 - June 4, 2013

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENSBURG, PA

Past

August 4, 2003 - November 3, 2009

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

CONNEAUT LAKE, PA

Past

July 22, 2003 - November 4, 2009

OSAIC FS, INC.

CRD#: 3870

CONNEAUT LAKE, PA

Past

June 13, 2002 - July 22, 2003

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

CONNEAUT LAKE, PA

Past

June 13, 2002 - July 21, 2003

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

March 6, 2001 - June 13, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/29/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/5/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2002

General Securities Principal Examination

Current Firm

LAKELAND INVESTOR SERVICES, INC.

CRD#: 167100 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (4/26/2013 Approved)

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Contact information

Main Address

Conneaut Lake, PA

Mailing Address

Phone number

(814) 382-6681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 17,387,811

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark W. Petro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Petro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKELAND INVESTOR SERVICES, INC.

TRUSTMONT FINANCIAL GROUP, INC.

TRUSTMONT ADVISORY GROUP, INC.

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2001

Series 7

Date: 3/5/2001

Series 24

Date: 10/28/2002

Current Firm

LAKELAND INVESTOR SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAKELAND INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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