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Robert K. Lagay

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CRD#: 4335614
RL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Keith Lagay was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 6 firms and has passed the SIE, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 2, 2015 - June 29, 2018

CDX ADVISORS

BD
CRD#: 171500
WEST PALM BEACH, FL
Past

May 10, 2005 - April 1, 2014

FM PARTNERS HOLDINGS LLC

BD
CRD#: 134736
NEW YORK, NY
Past

March 30, 2005 - May 10, 2005

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

August 5, 2004 - March 24, 2005

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 26, 2002 - July 31, 2002

HANDELSBANKEN MARKETS SECURITIES, INC.

BD
CRD#: 38485
NEW YORK, NY
Past

January 17, 2001 - December 21, 2001

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/29/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 6/9/2005
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2001
General Securities Principal Examination

Current Firm

CA
CDX ADVISORS
CDX ADVISORS | CYNDX ADVISORS LLC | CYNDX ADVISORS | CDX ADVISORS LLC

CRD#: 171500 / SEC#: , 8-69465

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
525 Okeechobee Blvd Suite 840, West Palm Beach, FL 33410
Mailing Address
525 Okeechobee Blvd Suite 840, West Palm Beach, FL 33410
Phone number
(646) 762-7885
Established
Delaware since 12/06/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CYNDX HOLDCO, INC.SOLE MEMBER
BALLOU, MICHAEL RCFO, FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4989820
LABODA, JOHN JOSEPH IIICHIEF COMPLIANCE OFFICER7809105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CDX ADVISORS

CRD#: 171500

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