Charlene R. Lovitt
Professional summary
Charlene Renee Lovitt, CFP®, who also goes by Charlene Renee Lovitt, Renee Lovitt, Charlene Renee Sorrell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oakdale, California and CETERA INVESTMENT SERVICES LLC located in Oakdale, California.
Charlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Charlene has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charlene Renee Lovitt's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 125 North 3rd Avenue, Oakdale, CA 95361January 2, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 125 North 3rd Avenue, Oakdale, CA 95361Office #2: 241 W Main St, Turlock, CA 95380Office #3: 4120 Dale Road #b, Modesto, CA 95356January 3, 2014 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
September 4, 2007 - January 13, 2014
LPL FINANCIAL LLC
September 4, 2007 - January 13, 2014
LPL FINANCIAL LLC
June 7, 2006 - November 6, 2007
SECU BROKERAGE SERVICES
March 7, 2006 - November 6, 2007
SECU BROKERAGE SERVICES
May 15, 2003 - June 16, 2005
SECU BROKERAGE SERVICES
May 15, 2003 - June 16, 2005
SECU BROKERAGE SERVICES
June 1, 2001 - May 8, 2003
LPL FINANCIAL LLC
February 12, 2001 - May 8, 2003
LPL FINANCIAL LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2020)
(1/2/2020)
(1/2/2014)
(1/21/2014)
(3/29/2021)
(2/8/2021)
(12/13/2023)
(1/2/2020)
(9/17/2024)
(5/11/2016)
(1/2/2020)
(5/5/2022)
(1/2/2020)
(1/2/2020)
(9/1/2023)
(7/17/2017)
(1/12/2023)
(1/2/2020)
(6/12/2024)
(1/2/2020)
(2/26/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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