AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SH

Scott Louis Hayward

FUNDS DISTRIBUTOR
BOSTON, MA
·CRD# 4335063·25 years experience

Professional Summary

Scott Louis Hayward is a registered financial advisor currently at FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts. Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 5 firms and has passed the Series 63, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Norwell, MA · CRD#
View profile
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Years of Experience

25 years in the financial services industry

Current & Past Employments

FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
53 State Street 33rd Floor, Boston, MA 02109
November 30, 2017 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
July 22, 2003 - January 18, 2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
June 15, 2001 - June 17, 2003
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - June 15, 2001
JPMSI·CRD# 15733
BD
New York, NY
March 28, 2001 - May 1, 2001

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Current Firm

FD
FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: 8-20518
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures

Regulatory Event

2

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(11/30/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Scott Louis Hayward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#
SH
Follow Scott
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required