Gerard A. Mirro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Anthony Mirro, who also goes by Jerry Mirro, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 2001. Gerard had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2014 - January 29, 2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 1, 2011 - August 13, 2013
COWEN SECURITIES LLC
February 12, 2010 - July 11, 2011
TD ARRANGED SERVICES LLC
February 16, 2007 - March 21, 2011
LABRANCHE & CO. LLC
August 17, 2005 - July 13, 2009
TD ARRANGED SERVICES LLC
June 5, 2003 - January 5, 2007
LABRANCHE FINANCIAL SERVICES, LLC
May 14, 2001 - May 13, 2003
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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