Garfield A. Thomas
Professional summary
Garfield Anthony Thomas is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Garfield is registered as a RR (Registered Representative) and started their career in finance in 2001. Garfield has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Garfield Anthony Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2022 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095September 25, 2013 - March 26, 2020
VOYA FINANCIAL ADVISORS, INC.
December 7, 2011 - March 26, 2020
VOYA FINANCIAL PARTNERS, LLC
January 3, 2011 - December 9, 2011
VOYA FINANCIAL ADVISORS, INC.
February 15, 2002 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
February 5, 2001 - December 17, 2001
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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