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Louis P Grassi

WEALTH SOLUTIONS

Jericho, NY

·CRD# 4334554·25 years experience

Professional Summary

Louis P Grassi, who also goes by Louis C Grassi, Louis P. Grassi, is a registered financial advisor currently at WEALTH SOLUTIONS, LLC located in Jericho, New York. Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Louis has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Louis C Grassi, Louis P. Grassi

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

WEALTH SOLUTIONS, LLC·CRD# 126113

RIA

50 Jericho Quadrangle Suite 200, Jericho, NY 11753

February 8, 2022 - Present

WEALTH SOLUTIONS, LLC·CRD# 126113

RIA

Jericho, NY

August 31, 2021 - December 31, 2021

CADARET, GRANT & CO., INC.·CRD# 10641

BD

Jericho, NY

September 21, 2009 - December 31, 2011

METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095

BD

Melville, NY

August 12, 2005 - July 9, 2007

MSI FINANCIAL SERVICES, INC.·CRD# 14251

BD

Melville, NY

August 12, 2005 - September 10, 2007

OPPENHEIMER & CO. INC.·CRD# 249

BD

New York, NY

January 3, 2003 - May 21, 2003

CIBC WORLD MARKETS CORP.·CRD# 630

BD

New York, NY

May 4, 2001 - January 3, 2003

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Current Firm

WS

WEALTH SOLUTIONS, LLC

GRASSI & CO. CPA'S PC | WEALTH SOLUTIONS, LLC | GRASSI WEALTH ADVISORS LLC

CRD#: 126113

New Jersey

Registered Investment Advisory firm - New Jersey (6/22/2017 Terminated)

New York

Registered Investment Advisory firm - New York (2/8/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

50 Jericho Quadrangle Suite 200, Jericho, NY 11753

Phone Number

(516) 256-3500

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wealth Concepts, LLC, Time Devoted 5%, 6/21/2010, Company receives solicitor's fees from third party advisors. Company is licensed to sell Life Insurance, 100% owned by GGI Holding, Inc., Indirect Owner 2). Wealth Solutions, LLC, Time Devoted 5%, 6/23/2010, Company receives solicitor's fee from third-party advisors, 100% owned by GGI Holding, Inc. Indirect Owner 3) GGI Holding Time Devoted 5%, 6/23/2010, Company receives solicitor's fee from third-party advisors, 100% 4) Life Planning Alliance, LLC. Time Devoted: 0%, 2/25/2016, Company receives solicitor's fee from third-party advisors, 100% owned by Wealth Solutions LLC. Indirect Owner, Currently inactive 5) Grassi Fund Administration Service, Inc., Time Devoted: 0%, 1/1/2014, Hedge Fund Administration/Bookkeeping, 100% owed by Grassi & Co. CPAs, P.C., Indirect Owner 6) Grassi Technology Consultants, LLC, Time Devoted 0%, 8/27/2013, Computer consulting services,100% owed by Grassi & Co. CPAs, P.C., Indirect Owner 7) Grassi Franchise Services, LLC, Time Devoted: 2%, 11/9/2016, Accounting and business services and tax compliance for franchise businesses, 100% owed by Grassi & Co. CPAs, P.C., Indirect Owner 8) Grassi Capital Advisors, LLC Time Devoted: 0%, 7/20/2016, Specializes in M&A advisory services, 100% owed by Grassi & Co. CPAs, P.C., Indirect Owner 9) Grassi Healthcare Advisors, LLC, Time Devoted: 5%, 8/3/2017, Compliance consulting for the heatlhcare industry, 80% Grassi & Co. CPAs, P.C. / 20% employee of Grassi Healthcare Advisors, LLC, Indirect Owner 10). Georgica Green Ventures, LLC, Time Devoted 5%, 10/18/2010, Real Estate Development, 50% owned by Louis Grassi, LLC and 50% unrelated entity, Indirect Owner 11) G&G Property Holdings, Ownership 42.5%, 11/4/2013, Real Estate Investment 12) GCG Properties, Ownership 25%, 8/2/2010, Real Estate Investment 13) Louis Grassi LLC, Ownership 80%, 10/5/2015, Real Estate Investment, 10% ownership 14) Grassi Family Investments, LLC, Ownership 20%, 8/1/2008, Real Estate Investment 15) Grassi Holding Company, LLC, Ownership 87%, 12/31/1998, Investments 16) BRT Realty Trust on the board since 2003, own 20,000 shares. 17) Flushing Savings Bank on the board since 1988

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

New York
(2/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Louis P Grassi's CRS (Customer Relationship Summary).

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LG

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