Dominic F. Ameche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominic Felix Ameche JR, who also goes by Don Ameche, was a registered financial professional .
Dominic is a previously registered financial professional and started their career in finance in 1964. Dominic had worked at 5 firms and has passed the Series 63, SIE, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - June 6, 2016
FOOTHILL SECURITIES, INC.
June 1, 1998 - August 3, 2009
CUE FINANCIAL GROUP, INC.
December 17, 1990 - June 1, 1998
PLENGE, THOMAS & GUNNING SECURITIES, INC.
May 7, 1980 - December 13, 1990
NORTHERN TRUST SECURITIES, INC.
February 17, 1964 - March 15, 1980
BACON, WHIPPLE & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/12/1959
Registered Representative ExaminationCurrent Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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