Jeanette L. Stamm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Louise Stamm was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1968. Jeanette had worked at 5 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1999 - December 31, 2002
AMERICAN FUNDS & TRUSTS INCORPORATED
May 10, 1994 - October 4, 1996
OFG FINANCIAL SERVICES, INC.
January 19, 1976 - May 21, 1992
WILSON-DAVIS & CO., INC.
December 12, 1975 - April 12, 1976
FIRST EQUITIES CORP
December 23, 1968 - April 22, 1976
POTTER INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 12/6/1968
General Securities Principal ExaminationCurrent Firm
AMERICAN FUNDS & TRUSTS INCORPORATED
CRD#: 1066 / SEC#: , 8-6939
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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