Jullian L. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jullian Lawrion Burns, who also goes by Larry Burns, was a registered financial professional .
Jullian is a previously registered financial professional and started their career in finance in 2002. Jullian had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2015 - October 19, 2016
JOSEPH STONE CAPITAL L.L.C.
February 18, 2011 - July 27, 2015
CAPE SECURITIES INC.
August 18, 2010 - February 22, 2011
PHD CAPITAL
November 21, 2008 - August 16, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 18, 2008 - November 21, 2008
AMERICA'S CHOICE EQUITIES LLC
April 15, 2005 - February 15, 2008
J.P. TURNER & COMPANY, L.L.C.
December 2, 2004 - April 19, 2005
MILESTONE FINANCIAL SERVICES, INC.
January 9, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
May 22, 2003 - January 21, 2004
CONTINENTAL BROKER-DEALER CORP.
April 26, 2002 - May 29, 2003
GUNNALLEN FINANCIAL, INC
January 31, 2002 - May 17, 2002
SEABOARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
