Shelly A. Thomas

KEY INVESTMENT SERVICES LLC

Dublin, OH 43017

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CRD#: 4333356

Professional summary

Shelly Ann Thomas, who also goes by Shelly A. Coil, Shelly A. Thomas, Shelly A Thomas, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Dublin, Ohio.

Shelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shelly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shelly A. Coil | Shelly A. Thomas | Shelly A Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)MARK AND SHELLY PHOTOGRAPHY, LLC.; NOT INVESTMENT-RELATED; HILLIARD, OH (HOME BUSINESS); PHOTOGRAPHY; OWNER; 05/01/2016; 8 HR/MO; 0 HR/MO DURING SECURITIES TRADING HOURS; 2ND PHOTOGRAPHER/ASSISTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelly Ann Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Shelly Ann Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2020 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 5775 Frantz Rd., Dublin, OH 43017

RIA

CRD#: 136300

Dublin, OH

Current

November 8, 2019 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 5775 Frantz Rd., Dublin, OH 43017

RIA

CRD#: 136300

Dublin, OH

Past

October 4, 2016 - October 23, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

POWELL, OH

Past

October 4, 2016 - October 23, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

POWELL, OH

Past

March 20, 2015 - October 13, 2016

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

COLUMBUS, OH

Past

June 3, 2009 - March 19, 2012

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

COLUMBUS, OH

Past

June 2, 2009 - October 13, 2016

KEY INVESTMENT SERVICES LLC

CRD#: 136300

COLUMBUS, OH

Past

December 7, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW ALBANY, OH

Past

December 7, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW ALBANY, OH

Past

January 18, 2006 - November 30, 2007

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

DUBLIN, OH

Past

January 18, 2006 - November 30, 2007

KEY INVESTMENT SERVICES LLC

CRD#: 136300

DUBLIN, OH

Past

September 2, 2003 - January 18, 2006

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

DUBLIN, OH

Past

February 2, 2001 - January 18, 2006

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/20/2023)

District of Columbia
(3/13/2024)

Florida
(9/27/2022)

Georgia
(9/27/2022)

Indiana
(11/8/2019)

Louisiana
(9/27/2022)

Maryland
(3/14/2024)

Michigan
(9/27/2022)

Nevada
(9/27/2022)

New Jersey
(9/27/2022)

North Carolina
(9/27/2022)

Ohio
(11/8/2019)

IAR

Ohio
(7/9/2020)

South Carolina
(9/27/2022)

Virginia
(9/27/2022)

Washington
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shelly A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelly Ann Thomas's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Shelly Ann Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2001

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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