Lawrence W. Broxterman

INSIGHT FINANCIAL SERVICES

OVERLAND PARK, KS 66210

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CRD#: 4332808

Professional summary

Lawrence William Broxterman, who also goes by Larry William Broxterman, Larry Broxterman, is a registered financial advisor currently at INSIGHT FINANCIAL SERVICES located in Overland Park, Kansas.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lawrence has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry William Broxterman | Larry Broxterman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSIGHT INSURANCE PARTNERS, LLC- 7101 COLLEGE BLVD, OVERLAND PARK, KS 66210-NIR - 4/10/06 START DATE - INSURANCE AGENT- FIXED INSURANCE SALES AND SERVICE - 1 HRS/MO TRADING 2. INSIGHT FINANCIAL SERVICES, LLC - 7101 COLLEGE BLVD, OVERLAND PARK, KS 66210 - INVESTMENT RELATED - 4/10/06 START DATE - DIRECTOR OF TRADING - MANAGE FIRM TRADING STRATEGIES FOR CLIENT PORFOLIOS - 160/160 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence William Broxterman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2008 - Present

INSIGHT FINANCIAL SERVICES

Office #1: 7101 College Blvd. Suite 740, Overland Park, KS 66210

RIA

CRD#: 147518

OVERLAND PARK, KS

Past

September 18, 2020 - November 2, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

Overland Park, KS

Past

October 30, 2017 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Overland Park, KS

Past

April 17, 2006 - November 3, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

OVERLAND, KS

Past

April 11, 2006 - November 3, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

OVERLAND, KS

Past

April 4, 2005 - April 18, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 30, 2005 - April 18, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

June 19, 2003 - March 30, 2005

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

January 25, 2001 - March 30, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT FINANCIAL SERVICES

IFS ADVISORS, LLC | INSIGHT FINANCIAL SERVICES

CRD#: 147518 / SEC#: 801-111935

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

Kansas

Registered Investment Advisory firm - (10/31/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (11/1/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/31/2017 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/11/2022)

IAR

Kansas
(10/21/2008)

IAR

Texas
(9/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/24/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/19/2022

General Securities Principal Examination

Current Firm

INSIGHT FINANCIAL SERVICES

IFS ADVISORS, LLC | INSIGHT FINANCIAL SERVICES

CRD#: 147518 / SEC#: 801-111935

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

Kansas

Registered Investment Advisory firm - (10/31/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (11/1/2017 Terminated)

Missouri

Registered Investment Advisory firm - (10/31/2017 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2017 Terminated)

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Contact information

Main Address

7101 College Blvd. Suite 740, Overland Park, KS 66210

Mailing Address

Phone number

(913) 402-2020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSIGHT FINANCIAL SERVICES (2/21/2025)

Regulatory assets under management

Total Number of Accounts	894
AUM (Assets Under Management)	$ 197,471,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence W. Broxterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence William Broxterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

INSIGHT FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2002

Series 63

Date: 1/26/2001

Series 7TO

Date: 10/19/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2002

Series 6

Date: 1/24/2001

Series 24

Date: 10/19/2022

Current Firm

INSIGHT FINANCIAL SERVICES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT FINANCIAL SERVICES

TRUST BUT VERIFY

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