Carolyn M. Horadan
Professional summary
Carolyn Marie Horadan, who also goes by Carolyn Marie Charley, Carolyn Marie Pile, Carolyn M. Vonder Haar, is a registered financial advisor currently at SOUTH COVE FINANCIAL, LLC located in Henderson, Nevada.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Carolyn has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Marie Horadan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2016 - Present
SOUTH COVE FINANCIAL, LLC
August 17, 2015 - January 20, 2017
CRESCITA CAPITAL LLC
January 8, 2014 - August 18, 2015
HIGHLAND PRIVATE WEALTH MANAGEMENT
January 24, 2001 - January 29, 2002
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2016)
Exams
Current Firm
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
Contact information
Regulatory assets under management
| Total Number of Accounts | 237 |
| AUM (Assets Under Management) | $ 145,000,000 |
Red Flags
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