Aaron M. Szager

OSBORNE PARTNERS

MENLO PARK, CA 94025

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CRD#: 4331724

Professional summary

Aaron Michael Szager, CFP®, who also goes by Aaron M Szager, is a registered financial advisor currently at OSBORNE PARTNERS located in Menlo Park, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Aaron has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron M Szager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Szager's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 1, 2022 - Present

OSBORNE PARTNERS

Office #1: 525 Middlefield Rd, Suite 150, Menlo Park, CA 94025

RIA

CRD#: 108100

MENLO PARK, CA

Past

January 5, 2019 - July 1, 2022

SUMMITRY, LLC

RIA

CRD#: 128586

San Mateo, CA

Past

August 24, 2016 - November 9, 2018

BLUESKY WEALTH ADVISORS, LLC

RIA

CRD#: 116760

San Jose, CA

Past

January 5, 2016 - February 22, 2016

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Kensington, MD

Past

January 4, 2011 - February 24, 2016

DELTA FINANCIAL ADVISORS, INC

RIA

CRD#: 121907

KENSINGTON, MD

Past

September 2, 2010 - August 24, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

KENSINGTON, MD

Past

June 24, 2010 - September 13, 2010

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

January 7, 2010 - September 13, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

October 8, 2008 - December 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BALTIMORE, MD

Past

October 8, 2008 - December 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HUNT VALLEY, MD

Past

September 21, 2006 - October 24, 2008

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

BALTIMORE, MD

Past

September 19, 2006 - October 24, 2008

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

April 5, 2002 - September 8, 2006

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

February 5, 2001 - July 9, 2001

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSBORNE PARTNERS

BERRY HARTELL EVERS & OSBORNE | OSBORNE PARTNERS CAPITAL MANAGEMENT LLC | OSBORNE PARTNERS

CRD#: 108100 / SEC#: 801-56319

RIA

Registered Investment Advisory firm - (2/15/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/1/2022)

IAR

Pennsylvania
(8/1/2022)

IAR

Texas
(11/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/21/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/29/2005

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2004

General Securities Principal Examination

Current Firm

OSBORNE PARTNERS

BERRY HARTELL EVERS & OSBORNE | OSBORNE PARTNERS CAPITAL MANAGEMENT LLC | OSBORNE PARTNERS

CRD#: 108100 / SEC#: 801-56319

RIA

Registered Investment Advisory firm - (2/15/1999 Approved)

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Contact information

Main Address

One Embarcadero Center Ste 4100, San Francisco, CA 94111

Mailing Address

Phone number

(415) 362-5637

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC (8/25/2025)

Regulatory assets under management

Total Number of Accounts	2,015
AUM (Assets Under Management)	$ 2,358,840,039

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
01/03/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron M. Szager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Szager's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMITRY, LLC

BLUESKY WEALTH ADVISORS, LLC

REGULUS FINANCIAL GROUP, LLC

DELTA FINANCIAL ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

1717 CAPITAL MANAGEMENT COMPANY

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSBORNE PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2006

Series 63

Date: 2/22/2001

SIE

Date: 2/22/2016

Series 7

Date: 5/15/2002

Series 6

Date: 2/2/2001

Series 53

Date: 1/21/2006

Series 4

Date: 6/29/2005

Series 24

Date: 1/14/2004

Current Firm

OSBORNE PARTNERS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OSBORNE PARTNERS

TRUST BUT VERIFY

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