Robert M. Stafford

STAFFORD CAPITAL MANAGEMENT LLC

Sausalito, CA 94965

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CRD#: 433169

Professional summary

Robert Merrill Stafford MR., who also goes by Robert Merrill Stafford, is a registered financial advisor currently at STAFFORD CAPITAL MANAGEMENT LLC located in Sausalito, California and PACIFIC MANAGEMENT LTD located in Sausalito, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 2 firms and has passed the Series 1, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Merrill Stafford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE GENERAL PARTNER OF PACIFIC MANAGEMENT, LTD. (PML) A REGISTERED INVESTMENT ADVISOR. PML IS THE GENERAL PARTNER OF PACIFIC ASSET PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP THAT IS BY DEFINITION A PRIVATE FUND. THE BUSINESS OFFICE IS AT THE SAME LOCATION AS STAFFORD CAPITAL MANGEMENT. ALL OF THE STAFF IS SHARED BY THE TWO ENTITIES. I ALSO SERVE ON THE BOARD OF DIRECTORS OF PASSUR AEROSPACE WHICH REQUIRES ATTENDANCE TO QUARTERLY (4) BOARD MEETINGS ANNUALLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Merrill Stafford MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2012 - Present

STAFFORD CAPITAL MANAGEMENT LLC

Office #1: 1505 Bridgeway Suite 206, Sausalito, CA 94965

RIA

CRD#: 108134

Sausalito, CA

Current

May 1, 2012 - Present

PACIFIC MANAGEMENT LTD

Office #1: 1505 Bridgeway Suite 206, Sausalito, CA 94965

RIA

CRD#: 106624

Sausalito, CA

Past

April 7, 2006 - December 31, 2010

STAFFORD CAPITAL MANAGEMENT LLC

RIA

CRD#: 108134

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/16/2012)

IAR

Texas
(3/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 1/30/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/25/1978

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 7/29/1971

Registered Principal Examination

Current Firm

STAFFORD CAPITAL MANAGEMENT LLC

PACIFIC MANAGEMENT, LTD. | STAFFORD CAPITAL MANAGEMENT LLC

CRD#: 108134 / SEC#: 801-56846

RIA

Registered Investment Advisory firm - (7/18/2012 Terminated)

California

Registered Investment Advisory firm - (7/13/2012 Approved)

Texas

Registered Investment Advisory firm - (5/9/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1505 Bridgeway Suite 206, Sausalito, CA 94965

Mailing Address

Phone number

(415) 362-6120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 4,867,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert M. Stafford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Merrill Stafford MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

STAFFORD CAPITAL MANAGEMENT LLC

PACIFIC MANAGEMENT LTD

STAFFORD CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 1/30/1969

Series 4

Date: 9/25/1978

Series 40

Date: 7/29/1971

Current Firm

STAFFORD CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAFFORD CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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