SA
Seth D. Asher
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Whichita, KS 67226
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CRD#: 4331598
SA
Professional summary
Seth David Asher, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Whichita, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wichita, Kansas.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Seth has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SETH ASHER, WICHITA, KS, 07/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) CORENORTH PROPERTIES LLC, WICHITA, KS, 06/2018, OWNER, REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING. 4) CORENORTH CAPITAL PLANNING, 13111 E 21ST ST N, WICHITA, KS, 07/14/2014, OWNER, DBA, INV REL, 2 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Seth David Asher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 14, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 13111 E 21st St N, Whichita, KS 67226RIA
CRD#: 134139
Whichita, KS
Current
July 14, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 13111 E 21st St N, Wichita, KS 67230BD
CRD#: 39543
Wichita, KS
Past
November 16, 2012 - July 31, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ST. LOUIS, MO
Past
November 15, 2012 - July 17, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ST. LOUIS, MO
Past
January 17, 2007 - July 31, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WICHITA, KS
Past
February 20, 2001 - July 17, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2014)
RR
Arizona(7/14/2014)
RR
Arkansas(7/14/2014)
RR
California(7/14/2014)
RR
Colorado(7/14/2014)
RR
Connecticut(1/2/2020)
RR
Florida(7/14/2014)
RR
Georgia(7/14/2014)
RR
Idaho(8/18/2020)
RR
Illinois(7/14/2014)
RR
Indiana(6/12/2018)
RR
Iowa(6/12/2018)
RR
Kansas(7/14/2014)
IAR
Kansas(7/14/2014)
RR
Massachusetts(7/3/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(9/23/2025)
RR
Missouri(7/14/2014)
RR
Montana(2/7/2020)
RR
Nebraska(7/14/2014)
RR
Nevada(2/19/2024)
RR
New Jersey(6/12/2018)
RR
New York(7/14/2014)
RR
North Carolina(5/10/2019)
RR
North Dakota(1/2/2020)
RR
Ohio(7/14/2014)
RR
Oklahoma(7/14/2014)
RR
Oregon(7/14/2014)
RR
Pennsylvania(6/13/2016)
RR
South Carolina(7/14/2014)
RR
Tennessee(6/12/2018)
RR
Texas(7/14/2014)
IAR
Texas(1/3/2017)
RR
Virginia(7/14/2014)
RR
Washington(7/14/2014)
RR
West Virginia(1/3/2023)
RR
Wisconsin(5/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Whichita, KS 67226TRUST BUT VERIFY
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