Justin E. Hensel

LEGACY INVESTMENT STRATEGIES

Baton Rouge, LA

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CRD#: 4330757

Professional summary

Justin Earl Hensel is a registered financial advisor currently at LEGACY INVESTMENT STRATEGIES, LLC located in Baton Rouge, Louisiana and LPL FINANCIAL LLC located in Metairie, Louisiana.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 07/24/2025 - Legacy Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - start date: 07/25/2025 2. 07/29/2025 - LEGACY INVESTMENT STRATEGIES, LLC - Registered Investment Advisor Hybrid - Investment Related - At reported business location(s) - start date: 07/25/2025 - 160hrs/mnth 6 hrs during trading. I provide investment advisory services thru Legacy Investment Strategies, LLC., an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Earl Hensel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2025 - Present

LEGACY INVESTMENT STRATEGIES, LLC

RIA

CRD#: 117423

Baton Rouge, LA

Current

July 24, 2025 - Present

LPL FINANCIAL LLC

Office #1: 3445 N Causeway Blvd Ste 905, Metairie, LA 70002

RIA

CRD#: 6413

METAIRIE, LA

Past

October 18, 2019 - June 30, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Baton Rouge, LA

Past

October 18, 2019 - June 30, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Baton Rouge, LA

Past

March 5, 2012 - October 23, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BATON ROUGE, LA

Past

October 3, 2006 - December 31, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BATON ROUGE, LA

Past

March 15, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 15, 2001 - October 23, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/23/2025)

California
(7/24/2025)

IAR

Louisiana
(7/15/2025)

Louisiana
(7/24/2025)

Texas
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY INVESTMENT STRATEGIES, LLC

CRD#: 117423 / SEC#:

California

Registered Investment Advisory firm - (5/28/2024 Approved)

Louisiana

Registered Investment Advisory firm - (2/1/2002 Approved)

Maryland

Registered Investment Advisory firm - (4/3/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3445 N Causeway Blvd Suite 905, Metairie, LA 70002

Mailing Address

Phone number

(504) 361-7788

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 103,939,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin E. Hensel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Earl Hensel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/14/2001

FINRA

Current Firm

LEGACY INVESTMENT STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT STRATEGIES, LLC

TRUST BUT VERIFY

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