Jacob Williams
Professional summary
Jacob Williams, who also goes by Jacob Gideon Grossman, Jacob Allen Williams, is a registered financial advisor currently at WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC located in Homer, Alaska.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jacob has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
May 31, 2023 - November 28, 2023
DYNAMIC
April 28, 2023 - April 28, 2023
DYNAMIC
March 22, 2019 - June 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
March 22, 2019 - June 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
October 2, 2006 - March 12, 2019
CHARLES SCHWAB & CO., INC.
May 15, 2001 - March 12, 2019
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
CRD#: 324173 / SEC#: 801-128269
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/11/2023)
(8/10/2023)
(10/13/2023)
(11/28/2023)
(10/12/2023)
Exams
Current Firm
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
CRD#: 324173 / SEC#: 801-128269
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 831 |
| AUM (Assets Under Management) | $ 263,947,400 |
Red Flags
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