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OS

Olivier N. Sarfati

FIRST MANHATTAN CO. LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4329917
OS

Professional summary

Olivier N Sarfati, who also goes by Olivier Nathaniel Sarfati, is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in New York, New York.

Olivier is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Olivier has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Olivier Nathaniel Sarfati

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AKS Art Advisory - not investment related - 1% owner of business - art consultancy firm - no compensation/no hours devoted to business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivier N Sarfati's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2025 - Present

FIRST MANHATTAN CO. LLC

Office #1: 399 Park Avenue, New York, NY 10022
RIA
CRD#: 325281
New York, NY
Past

August 2, 2021 - March 28, 2025

GENTRUST

RIA
CRD#: 158369
New York, NY
Past

April 18, 2017 - October 4, 2017

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
Greenwich, CT
Past

July 7, 2016 - October 4, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
GREENWICH, CT
Past

December 3, 2009 - October 4, 2017

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
GREENWICH, CT
Past

October 26, 2005 - August 28, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 17, 2001 - November 11, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/10/2025)
IAR
New York
(5/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/4/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/13/2017
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 55
Date: 7/18/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/15/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/9/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/11/2006
Registered Options Principal Examination

Current Firm

FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)
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Contact information

Main Address
399 Park Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 756-3300
Established
Firm type
Fiscal year end
# of Employees
132

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRST MANHATTAN BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,722
AUM (Assets Under Management)$ 34,439,571,092

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2025
Cover Page
Report
10/25/2024
Cover Page
Report
11/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST MANHATTAN CO. LLC

CRD#: 325281New York, NY 10022

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